Filing Details
- Accession Number:
- 0001144204-14-057682
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-24 20:44:01
- Reporting Period:
- 2014-09-23
- Filing Date:
- 2014-09-24
- Accepted Time:
- 2014-09-24 20:44:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1551901 | Stellus Capital Investment Corp | SCM | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1561485 | Dean D'angelo | C/O Stellus Capital Investment Corp 4400 Post Oak Parkway, Suite 2200 Houston TX 77027 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-23 | 750 | $14.20 | 61,932 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The amount of securities beneficially owned following the reported transaction also includes an additional 2,958 shares issued under the DRIP.