Filing Details
- Accession Number:
- 0001094739-14-000157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-24 17:57:33
- Reporting Period:
- 2014-09-22
- Filing Date:
- 2014-09-24
- Accepted Time:
- 2014-09-24 17:57:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094739 | Finisar Corp | FNSR | Semiconductors & Related Devices (3674) | 943038428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194532 | C Roger Ferguson | 1389 Moffett Park Drive Sunnyvale CA 94089-1134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-22 | 1,250 | $9.76 | 33,829 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-22 | 1,250 | $18.17 | 32,579 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-22 | 1,500 | $18.17 | 31,079 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-09-22 | 1,250 | $0.00 | 1,250 | $9.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-06-08 | 2015-06-08 | No | 4 | M | Direct |
Footnotes
- Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on March 25, 2014.
Billionaire Hedge Funds
