Filing Details
- Accession Number:
- 0001002225-14-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-24 16:15:58
- Reporting Period:
- 2014-09-22
- Filing Date:
- 2014-09-24
- Accepted Time:
- 2014-09-24 16:15:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559426 | Todd Gottula | 600 Townsend Street San Francisco CA 94103 | Evp & Cto, Global Solutn Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-22 | 233 | $17.91 | 63,988 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-22 | 130 | $32.33 | 63,858 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-09-22 | 478 | $17.80 | 64,336 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-22 | 264 | $32.33 | 64,072 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-09-22 | 681 | $21.67 | 64,753 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-22 | 457 | $32.33 | 64,296 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-09-22 | 233 | $17.91 | 64,529 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-22 | 130 | $32.33 | 64,399 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-09-22 | 644 | $32.11 | 63,755 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2014-09-22 | 478 | $0.00 | 478 | $17.80 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-09-22 | 233 | $0.00 | 233 | $17.91 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-09-22 | 233 | $0.00 | 233 | $17.91 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-09-22 | 681 | $0.00 | 681 | $21.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,558 | 2013-05-14 | 2022-05-14 | No | 4 | M | Direct |
| 4,200 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
| 3,967 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
| 21,800 | 2014-05-14 | 2023-05-14 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to 10b5-1 plan dated 30 August 2013
- Shares traded for option cost. No open market activity.
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