Filing Details
- Accession Number:
- 0001209191-14-059573
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-24 15:22:52
- Reporting Period:
- 2014-09-23
- Filing Date:
- 2014-09-24
- Accepted Time:
- 2014-09-24 15:22:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
795212 | Trans World Entertainment Corp | TWMC | Retail-Record & Prerecorded Tape Stores (5735) | 141541629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
949119 | Iii I Lloyd Miller | 222 Lakeview Avenue Suite 160-365 West Palm Beach FL 33401 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-23 | 25 | $3.50 | 2,059,009 | No | 4 | P | Indirect | By Milfam II L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Milfam II L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,131,181 | Direct | |
Common Stock | 1,678,107 | Indirect | By Trust A-4 - Lloyd I. Miller |
Common Stock | 5,000 | Indirect | By LIMFAM LLC |
Common Stock | 112,791 | Indirect | By Trust A-3 - Lloyd I. Miller |
Common Stock | 35,002 | Indirect | By AMIL of Ohio, LLC |
Common Stock | 6,000 | Indirect | By Lloyd I. Miller, III, Trustee GST Catherine C. Miller |
Common Stock | 6,000 | Indirect | By Lloyd I. Miller, III, Trustee GST Kimberly S. Miller |
Common Stock | 6,000 | Indirect | By Lloyd I. Miller, III, Trustee GST Lloyd I. Miller |
Common Stock | 12,031 | Indirect | By Susan F. Miller |
Common Stock | 4,000 | Indirect | By Trust A-2 - Lloyd I. Miller |
Common Stock | 209,748 | Indirect | By Milgrat (H9) |
Common Stock | 257,951 | Indirect | By Milgrat (A10) |
Footnotes
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.