Filing Details
- Accession Number:
- 0001181431-14-032544
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-23 18:34:46
- Reporting Period:
- 2014-09-21
- Filing Date:
- 2014-09-23
- Accepted Time:
- 2014-09-23 18:34:46
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1214156 | D Timothy Cook | 1 Infinite Loop Cupertino CA 95014 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-21 | 875,000 | $0.00 | 1,755,767 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-21 | 456,575 | $100.96 | 1,299,192 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-09-22 | 310,097 | $101.10 | 989,095 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-22 | 38,328 | $101.74 | 950,767 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2014-09-21 | 875,000 | $0.00 | 875,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
- These shares are held through Mr. Cook's trust.
- 456,575 shares (52.2% of the total number of shares) were withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. In addition, because Mr. Cook's marginal tax rate in California is higher than the minimum statutory tax withholding rate, he is submitting a tax payment in addition to the withholding applied by Apple.
- These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2004, as amended on August 6, 2010 and November 28, 2011.
- This transaction was executed in multiple trades at prices ranging from $100.62 to $101.61; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
- This transaction was executed in multiple trades at prices ranging from $101.62 to $102.13; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
- This restricted stock unit award was granted on September 21, 2010, and vested in full on September 21, 2014.
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