Filing Details

Accession Number:
0000905718-14-000594
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-23 17:36:45
Reporting Period:
2014-09-19
Filing Date:
2014-09-23
Accepted Time:
2014-09-23 17:36:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
917523 Revolution Lighting Technologies Inc. RVLT Electric Lighting & Wiring Equipment (3640) 593046866
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217902 V Robert Lapenta C/O Aston Capital, Llc
177 Broad Street
Stamford CT 06901
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-09-19 700 $1.65 700 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-09-22 49,300 $1.68 50,000 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-09-23 50,000 $1.67 100,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 46,953,692 Indirect By limited liability company
Footnotes
  1. The transaction was executed in multiple purchases at prices ranging from $1.66 to $1.71 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased and prices at which the transaction was effected.
  2. The transaction was executed in multiple purchases at prices ranging from $1.66 to $1.68 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased and prices at which the transaction was effected.
  3. As of September 23, 2014, RVL 1 LLC ("RVL") held directly 46,153,692 shares of the Company's common stock. As of September 23, 2014, Aston Capital, LLC ("Aston") held directly 800,000 shares of the Company's restricted common stock. Aston is the managing member of RVL. Robert V. LaPenta is a member and officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Company held by RVL and Aston. Mr. LaPenta's interest in the securities reported herein is limited to the extent of his pecuniary interest therein.