Filing Details
- Accession Number:
- 0000905718-14-000594
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-23 17:36:45
- Reporting Period:
- 2014-09-19
- Filing Date:
- 2014-09-23
- Accepted Time:
- 2014-09-23 17:36:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917523 | Revolution Lighting Technologies Inc. | RVLT | Electric Lighting & Wiring Equipment (3640) | 593046866 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1217902 | V Robert Lapenta | C/O Aston Capital, Llc 177 Broad Street Stamford CT 06901 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-09-19 | 700 | $1.65 | 700 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-09-22 | 49,300 | $1.68 | 50,000 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-09-23 | 50,000 | $1.67 | 100,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 46,953,692 | Indirect | By limited liability company |
Footnotes
- The transaction was executed in multiple purchases at prices ranging from $1.66 to $1.71 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased and prices at which the transaction was effected.
- The transaction was executed in multiple purchases at prices ranging from $1.66 to $1.68 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased and prices at which the transaction was effected.
- As of September 23, 2014, RVL 1 LLC ("RVL") held directly 46,153,692 shares of the Company's common stock. As of September 23, 2014, Aston Capital, LLC ("Aston") held directly 800,000 shares of the Company's restricted common stock. Aston is the managing member of RVL. Robert V. LaPenta is a member and officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Company held by RVL and Aston. Mr. LaPenta's interest in the securities reported herein is limited to the extent of his pecuniary interest therein.