Filing Details

Accession Number:
0001181431-11-003152
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-11 18:12:25
Reporting Period:
2011-01-07
Filing Date:
2011-01-11
Accepted Time:
2011-01-11 18:12:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
819050 Vical Inc VICL Biological Products, (No Disgnostic Substances) (2836) 930948554
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198237 Phd P Alain Rolland 10390 Pacific Center Court
San Diego CA 92121
Exec Vp, Product Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.01 Par Value Acquisiton 2011-01-07 60,000 $0.01 162,877 No 4 P Direct
Common Stock $.01 Par Value Disposition 2011-01-09 766 $2.14 162,111 No 4 F Direct
Common Stock $.01 Par Value Disposition 2011-01-11 4,384 $2.28 157,727 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 F Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2011-01-07 42,777 $0.00 42,777 $2.14
Common Stock Nonstatutory Stock Option (right to buy) Acquisiton 2011-01-07 137,223 $0.00 137,223 $2.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
472,777 2012-01-07 2021-01-06 No 4 A Direct
610,000 2012-01-07 2021-01-06 No 4 A Direct
Footnotes
  1. Represents shares withheld for taxes upon the release of restricted stock granted on January 9, 2009.
  2. Share were acquired pursuant to a restricted stock grant.
  3. The right to exercise the above stock options generally vests 25% on the first anniversary date of the grant, with the remaining rights vesting quarterly over the remaining three years.
  4. Represents shares withheld for taxes upon the release of restricted stock granted on January 11, 2010.
  5. This balance includes 116,250 of unvested restricted stock units.