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Home > Insider Trading > Filing (0000720672-14-000059)

Filing Details

Accession Number:: 0000720672-14-000059
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-23 15:52:06
Reporting Period:: 2014-09-22

Filing Date:: 2014-09-23
Accepted Time:: 2014-09-23 14:52:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1206666	P Thomas Mulroy	200 Garrison Forest Road Owings Mills MD 21117-4110	Director	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-09-22	10,000	$48.45	205,066	No	4	S	Direct
Common Stock	Disposition	2014-09-22	7,020	$48.80	198,046	No	4	S	Direct
Common Stock	Disposition	2014-09-22	5,000	$48.75	193,046	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units	$0.00			172,928	172,928	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	172,928	172,928	Direct

Footnotes

Units vest in 20% increments over a five year period.
No expiration date for these Units.