Filing Details
- Accession Number:
- 0001498301-14-000045
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-09-23 12:36:39
- Reporting Period:
- 2014-06-19
- Filing Date:
- 2014-09-23
- Accepted Time:
- 2014-09-23 12:36:39
- Original Submission Date:
- 2014-06-20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1498301 | Ascena Retail Group Inc. | ASNA | Retail-Apparel & Accessory Stores (5600) | 300641353 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1442842 | Ronald Robinson | C/O Ascena Retail Group, Inc. 933 Macarthur Boulevard Mahwah NJ 07430 | Pres, Global Sourcing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2014-06-19 | 250 | $0.00 | 21,791 | No | 4 | M | Direct | |
| Common | Disposition | 2014-06-20 | 88 | $17.05 | 21,603 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Common | Disposition | 2014-06-19 | 250 | $0.00 | 250 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- Restricted Stock Units issued under the 2010 Stock Incentive Plan.
- Shares sold to pay taxes due upon vesting of restricted stock.
- These units vest in two equal installments on June 19, 2013 and June 19, 2014.
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