Filing Details
- Accession Number:
- 0001140361-14-036261
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-22 19:38:01
- Reporting Period:
- 2014-09-18
- Filing Date:
- 2014-09-22
- Accepted Time:
- 2014-09-22 19:38:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
728331 | Sutron Corp | STRN | Measuring & Controlling Devices, Nec (3829) | 541006352 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1472885 | L.p. Fund Microcap Perlus | 5Th Floor, 37 Esplanade St. Helier Channel Islands Y9 JE1 2TR | No | No | Yes | No | |
1601068 | Llp Management Investment Perlus | North Hall Farm Road North Hall Road Quendon, Essex X0 CB113XP | No | No | Yes | No | |
1620047 | Ltd. Holdings Pvam | 600 Montgomery Street 6Th Floor San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-18 | 56,979 | $5.15 | 693,120 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 636,141 | Direct | |
Common Stock | 19,758 | Indirect | (2) |
Footnotes
- PVAM Perlus Microcap Fund L.P. (formerly The Perlus Microcap Fund L.P.) is the beneficial owner of the shares of common stock of Sutron Corporation (the "Shares"). The Shares are held in the account of PVAM Perlus Microcap Fund L.P., the investments of which are managed by Pacific View Asset Management (UK) LLP (formerly Perlus Investment Management LLP) of which PVAM Holdings Ltd. ("PVAM") is the managing member. Pacific View Asset Management (UK) LLP ("PVAM LLP") exercises voting power and shares dispositive control over the Shares and PVAM shares indirect voting and dispositive power over the Shares. Each of PVAM and PVAM LLP disclaims beneficial ownership of the Shares, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that either PVAM or PVAM LLP is a beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.
- PVAM LLP holds these shares in a managed account on behalf of its client and has voting and dispositive power over the Shares. PVAM Perlus Microcap Fund L.P., PVAM and PVAM LLP disclaim any beneficial ownership of these shares.