Filing Details

Accession Number:
0001225208-14-020257
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-22 11:48:40
Reporting Period:
2014-09-18
Filing Date:
2014-09-22
Accepted Time:
2014-09-22 11:48:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062438 Pulaski Financial Corp PULB Savings Institution, Federally Chartered (6035) 431816913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495723 James Sullivan 12300 Olive Boulevard
St. Louis MO 63141
Evp, Corporate Planning No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-18 1,500 $11.36 11,000 No 4 S Direct
Common Stock Disposition 2014-09-18 11,000 $11.35 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 884 Indirect By KSOP
Common Stock 15,000 Indirect By Stock Award II
Footnotes
  1. Stock Awards granted pursuant to the Pulaski Financial Corp. Long-Term Incentive Plan vest is as follows: 5,000 shares on February 19, 2015 which are not at risk for forfeiture and 10,000 shares on the date the Form 10-K is filed for the year ended September 30, 2014, subject to the achievement of certain earnings per share performance metrics. If such performance metrics have not been satisfied as of such date, such award shares will be forfeited.