Filing Details
- Accession Number:
- 0001225208-14-020257
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-22 11:48:40
- Reporting Period:
- 2014-09-18
- Filing Date:
- 2014-09-22
- Accepted Time:
- 2014-09-22 11:48:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062438 | Pulaski Financial Corp | PULB | Savings Institution, Federally Chartered (6035) | 431816913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1495723 | James Sullivan | 12300 Olive Boulevard St. Louis MO 63141 | Evp, Corporate Planning | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-18 | 1,500 | $11.36 | 11,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-18 | 11,000 | $11.35 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 884 | Indirect | By KSOP |
Common Stock | 15,000 | Indirect | By Stock Award II |
Footnotes
- Stock Awards granted pursuant to the Pulaski Financial Corp. Long-Term Incentive Plan vest is as follows: 5,000 shares on February 19, 2015 which are not at risk for forfeiture and 10,000 shares on the date the Form 10-K is filed for the year ended September 30, 2014, subject to the achievement of certain earnings per share performance metrics. If such performance metrics have not been satisfied as of such date, such award shares will be forfeited.