Filing Details

Accession Number:
0001331471-14-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-22 10:42:12
Reporting Period:
2014-09-19
Filing Date:
2014-09-22
Accepted Time:
2014-09-22 10:42:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043337 Stoneridge Inc SRI Motor Vehicle Parts & Accessories (3714) 341598949
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251149 C John Corey 9400 East Market Street
Warren OH 44484
Predisent And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Without Par Value Disposition 2014-09-19 100,000 $12.60 50,000 No 4 S Indirect by trust, f/o/b spouse and children
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by trust, f/o/b spouse and children
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, Without Par Value 661,938 Direct
Footnotes
  1. The price reported in Column 4 is a weighed average price. The shares were sold in multiple transactions at prices ranging from $12.3501 to $12.94, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any security holder of Stoneridge, Inc. or the SEC staff, upon request, full information of the number of shares sold at each separate price within the range.
  2. These shares were sold by a spousal trust establised by the Reporting Person for the benefit of the Reporting Person's spouse and childen. The Reporting Person's spouse is a co-trustee of the trust, to which the Reporting Person contributed 350,000 Common Common Shares in a transacton that resulted in a change in the nature of the form of beneficial ownership from direct to indirect. The spousal trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the spousal trust on September 16, 2014 following the recommendation of the spousal trust's financial advisor to diversify the trust's assets.