Filing Details
- Accession Number:
- 0001331471-14-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-22 10:42:12
- Reporting Period:
- 2014-09-19
- Filing Date:
- 2014-09-22
- Accepted Time:
- 2014-09-22 10:42:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1043337 | Stoneridge Inc | SRI | Motor Vehicle Parts & Accessories (3714) | 341598949 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251149 | C John Corey | 9400 East Market Street Warren OH 44484 | Predisent And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, Without Par Value | Disposition | 2014-09-19 | 100,000 | $12.60 | 50,000 | No | 4 | S | Indirect | by trust, f/o/b spouse and children |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by trust, f/o/b spouse and children |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, Without Par Value | 661,938 | Direct |
Footnotes
- The price reported in Column 4 is a weighed average price. The shares were sold in multiple transactions at prices ranging from $12.3501 to $12.94, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any security holder of Stoneridge, Inc. or the SEC staff, upon request, full information of the number of shares sold at each separate price within the range.
- These shares were sold by a spousal trust establised by the Reporting Person for the benefit of the Reporting Person's spouse and childen. The Reporting Person's spouse is a co-trustee of the trust, to which the Reporting Person contributed 350,000 Common Common Shares in a transacton that resulted in a change in the nature of the form of beneficial ownership from direct to indirect. The spousal trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the spousal trust on September 16, 2014 following the recommendation of the spousal trust's financial advisor to diversify the trust's assets.