Filing Details
- Accession Number:
- 0000898382-14-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-22 09:21:21
- Reporting Period:
- 2014-09-18
- Filing Date:
- 2014-09-22
- Accepted Time:
- 2014-09-22 09:21:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1019272 | Empire Resources Inc W | ERS | Wholesale-Metals Service Centers & Offices (5051) | 223136782 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 898382 | G Leon Cooperman | 810 Seventh Avenue, 33Rd Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-09-18 | 10,250 | $5.50 | 109,000 | No | 4 | S | Indirect | Foundation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Foundation |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | The 10% Convertible Senior Subordinated Notes Due June 1, 20 | $0.00 | 2016-06-01 | 750,748 | 750,748 | Indirect | |
| Common Stock | The 10% Convertible Senior Subordinated Notes Due June 1, 20 | $0.00 | 2016-06-01 | 1,014,664 | 1,014,664 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-06-01 | 750,748 | 750,748 | Indirect |
| 2016-06-01 | 1,014,664 | 1,014,664 | Direct |
Footnotes
- Represents weighted average sale price. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.
- The securities are held in the account of the Leon & Toby Cooperman Foundation over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- The 10% Convertible Senior Subordinated Notes Due June 1, 2016 are currently convertible at a conversion price of 253.666 shares of common stock per $1,000 principal amount of Notes. The conversion price is subject to adjustment for cash and stock dividends, stock splits and similar transactions.
- at any time through 6/1/2016
- $4,000,000 Principal
- $3,000,000 Principal
Billionaire Hedge Funds
