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Filing Details

Accession Number:: 0001209191-14-058822
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-19 17:09:58
Reporting Period:: 2014-09-17

Filing Date:: 2014-09-19
Accepted Time:: 2014-09-19 17:09:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1571949	Intercontinental Exchange Inc.	ICE	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1343882	C Jeffrey Sprecher	2100 Riveredge Parkway Suite 500 Atlanta GA 30328	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-09-17	20,000	$104.23	292,716	No	4	M	Direct
Common Stock	Disposition	2014-09-17	20,000	$200.00	272,716	No	4	S	Direct
Common Stock	Disposition	2014-09-17	2,500	$0.00	270,216	No	4	G	Direct
Common Stock	Acquisiton	2014-09-17	627	$112.48	270,843	No	4	M	Direct
Common Stock	Acquisiton	2014-09-17	262	$112.15	271,105	No	4	M	Direct
Common Stock	Disposition	2014-09-17	50,000	$200.00	923,341	No	4	S	Indirect	CPEX
Common Stock	Acquisiton	2014-09-17	3,000	$104.23	28,516	No	4	M	Indirect	By spouse
Common Stock	Disposition	2014-09-17	5,000	$200.00	23,516	No	4	S	Indirect	By spouse
Common Stock	Acquisiton	2014-09-17	664	$112.48	24,180	No	4	M	Indirect	By spouse
Common Stock	Acquisiton	2014-09-17	77	$112.15	24,257	No	4	M	Indirect	By spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	G	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Indirect	CPEX
No	4	M	Indirect	By spouse
No	4	S	Indirect	By spouse
No	4	M	Indirect	By spouse
No	4	M	Indirect	By spouse

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy) Holding	Disposition	2014-09-17	20,000	$0.00	20,000	$104.23
Common Stock	Employee Stock Option (right to buy) Holding	Disposition	2014-09-17	3,000	$0.00	3,000	$104.23
Common Stock	Employee Stock Option (right to buy) Holding	Disposition	2014-09-17	262	$0.00	262	$112.15
Common Stock	Employee Stock Option (right to buy) Holding	Disposition	2014-09-17	77	$0.00	77	$112.15
Common Stock	Empoyee Stock Option (right to buy) Holding	Disposition	2014-09-17	627	$0.00	627	$112.48
Common Stock	Empoyee Stock Option (right to buy) Holding	Disposition	2014-09-17	664	$0.00	664	$112.48

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
16,802	2016-12-22	No	4	M	Direct
3,050	2016-12-22	No	4	M	Indirect
22,809	2022-01-17	No	4	M	Direct
2,691	2022-01-17	No	4	M	Indirect
21,216	2021-01-11	No	4	M	Direct
1,524	2021-01-11	No	4	M	Indirect

Footnotes

The sales reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
This transaction involved a gift of 2,500 shares of the issuer's Common stock by the reporting person to a philanthropic organization.
The common stock number referred in Table I is an aggregate number and represents 247,603 shares of common stock and 23,502 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2014 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2015 and will be reported at that time.
These shares are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly. Additionally, as previously reported, the reporting person also owns share directly and indirectly own shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
As previously reported, the reporting person also indirectly owns 923,341 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly.
The common stock number referred in Table I is an aggregate number and represents 20,760 shares of common stock, 2,819 unvested performance based restricted stock units, for which the performance period has been satisfied, and 678 unvested restricted stock units of the Issuer. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2014 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2015 and will be reported at that time.
These options are fully vested.