Filing Details
- Accession Number:
- 0001209191-14-058808
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-19 17:01:54
- Reporting Period:
- 2014-09-17
- Filing Date:
- 2014-09-19
- Accepted Time:
- 2014-09-19 17:01:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1571949 | Intercontinental Exchange Inc. | ICE | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343877 | D Edwin Marcial | 2100 Riveredge Parkway Suite 500 Atlanta GA 30328 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-17 | 1,667 | $80.17 | 23,578 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-17 | 1,833 | $104.23 | 25,411 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-17 | 3,500 | $200.00 | 21,911 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) Holding | Disposition | 2014-09-17 | 1,667 | $0.00 | 1,667 | $80.17 |
| Common Stock | Employee Stock Option (right to buy) Holding | Disposition | 2014-09-17 | 1,833 | $0.00 | 1,833 | $104.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,249 | 2018-12-16 | No | 4 | M | Direct | |
| 3,814 | 2016-12-22 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
- The common stock number referred in Table I is an aggregate number and represents 16,036 shares of common stock and 5,875 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2014 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2015 and will be reported at that time.
- These options are fully vested.
Billionaire Hedge Funds
