Filing Details
- Accession Number:
- 0001422105-14-000208
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-19 16:13:16
- Reporting Period:
- 2014-09-17
- Filing Date:
- 2014-09-19
- Accepted Time:
- 2014-09-19 16:13:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1422105 | Noranda Aluminum Holding Corp | NOR | Primary Production Of Aluminum (3334) | 208908550 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1568037 | S Ronald Rolfe | 801 Crescent Centre Drive Suite 600 Franklin TN 37067 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-17 | 39 | $0.00 | 41,408 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2014-09-18 | 38 | $5.30 | 41,446 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Footnotes
- Reports an additional grant of 39 unvested restricted stock units relating to Common Stock of the Company in connection with a quarterly dividend of $0.01 per share, subject to the same vesting schedule of the original grant made on 6/1/14 (28 DEUs) and 5/8/2014 (11 DEUs) and subject to acceleration upon certain terminations of service.
- Reports the reinvestment of the $0.01 cash dividend paid to Mr. Rolfe on 9/17/2014 on his NOR Common Stock. In this case, Mr. Rolfe purchased 38 shares of Common Stock in the Company on 9/18/2014 as his reinvestment of the dividend paid. Mr. Rolfe has a standing order with Merrill Lynch to reinvest all dividends paid by NOR.