Filing Details

Accession Number:
0001140361-14-036075
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-19 16:01:19
Reporting Period:
2014-09-19
Filing Date:
2014-09-19
Accepted Time:
2014-09-19 16:01:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1494448 Imperial Holdings Inc. IFT Life Insurance (6311) 300663473
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249693 M James Chadwick C/O Imperial Holdings, Inc.
701 Park Of Commerce Blvd., Suite 301
Boca Raton FL 33487
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-19 1,954 $6.38 135,000 No 4 P Indirect Ancora Catalyst Fund LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Ancora Catalyst Fund LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,427 Direct
Footnotes
  1. The reporting person is a principal of Ancora Catalyst Fund LP. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.