Filing Details
- Accession Number:
- 0001619889-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-19 12:03:10
- Reporting Period:
- 2014-08-15
- Filing Date:
- 2014-09-19
- Accepted Time:
- 2014-09-19 12:03:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1019272 | Empire Resources Inc W | ERS | Wholesale-Metals Service Centers & Offices (5051) | 223136782 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1619889 | Foundation Cooperman Toby & Leon | 11431 W Palmetto Park Road Boca Raton FL 33428 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-18 | 253,666 | $0.00 | 253,666 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2014-08-15 | 15,010 | $5.93 | 238,656 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-18 | 8,033 | $5.97 | 230,623 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-19 | 20,037 | $5.96 | 210,586 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-20 | 4,586 | $5.76 | 206,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-22 | 27,736 | $5.67 | 178,264 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-25 | 49,336 | $5.71 | 128,928 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-26 | 3,835 | $5.70 | 125,093 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-27 | 493 | $5.70 | 124,600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-28 | 3,899 | $5.70 | 120,701 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-08-29 | 750 | $5.70 | 119,951 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-02 | 701 | $5.70 | 119,250 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-18 | 10,250 | $5.50 | 109,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 10% Convertible Senior Subordinated Notes due June 1, 2016 | Acquisiton | 2014-08-18 | 253,666 | $0.00 | 253,666 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 750,748 | 2016-06-01 | No | 4 | C | Direct |
Footnotes
- Acquired through the conversion of $1,000,000 principal of the Issuer's 10% Convertible Senior Subordinated Note Due June 1, 2016
- Represents weighted average sale price. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer
- The 10% Convertible Senior Subordinated Notes Due June 1, 2016 were convertible at a conversion price of 253.666 shares of common stock per $1,000 principal amount of Notes. The conversion price is subject to adjustment for cash and stock dividends, stock splits and similar transactions.
- At any time through 6/1/2016
Billionaire Hedge Funds
