Filing Details
- Accession Number:
- 0001181431-14-032325
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-18 19:35:25
- Reporting Period:
- 2014-09-16
- Filing Date:
- 2014-09-18
- Accepted Time:
- 2014-09-18 18:35:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1367311 | Dakota Plains Holdings Inc. | DAKP | Wholesale-Petroleum Bulk Stations & Terminals (5171) | 202543857 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1607229 | Jr. Thomas William Derosa | 294 Grove Lane East Wayzata MN 55391 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-16 | 10,000 | $2.45 | 3,640,000 | No | 4 | P | Indirect | In accounts advised by Lone Star Value Management, LLC |
| Common Stock | Acquisiton | 2014-09-17 | 10,000 | $2.50 | 3,650,000 | No | 4 | P | Indirect | In accounts advised by Lone Star Value Management, LLC |
| Common Stock | Acquisiton | 2014-09-18 | 5,000 | $2.57 | 3,655,000 | No | 4 | P | Indirect | In accounts advised by Lone Star Value Management, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | In accounts advised by Lone Star Value Management, LLC |
| No | 4 | P | Indirect | In accounts advised by Lone Star Value Management, LLC |
| No | 4 | P | Indirect | In accounts advised by Lone Star Value Management, LLC |
Footnotes
- Purchase effected pursuant to a Rule 10b5-1 trading plan.
- Reflects the weighted average price of 10,000 shares of common stock of Dakota Plains Holdings, Inc. purchased by Lone Star Value Management, LLC in multiple transactions on September 16, 2014 with purchase prices ranging from $2.435 to $2.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- Reflects the weighted average price of 10,000 shares of common stock of Dakota Plains Holdings, Inc. purchased by Lone Star Value Management, LLC in multiple transactions on September 17, 2014 with purchase prices ranging from $2.475 to $2.50 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Reflects the weighted average price of 5,000 shares of common stock of Dakota Plains Holdings, Inc. purchased by Lone Star Value Management, LLC in multiple transactions on September 18, 2014 with purchase prices ranging from $2.49 to $2.63 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
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