Filing Details
- Accession Number:
- 0001181431-14-032300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-18 17:03:01
- Reporting Period:
- 2014-09-16
- Filing Date:
- 2014-09-18
- Accepted Time:
- 2014-09-18 17:03:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353196 | A Efstathios Kouninis | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Vp Of Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-16 | 150 | $0.00 | 280 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-16 | 121 | $21.35 | 159 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-09-16 | 29 | $21.37 | 130 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-16 | 646 | $0.00 | 776 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-16 | 437 | $21.35 | 339 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-09-16 | 209 | $21.36 | 130 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-16 | 130 | $21.31 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option - Right to Acquire | Disposition | 2014-09-16 | 150 | $0.00 | 2,998 | $15.19 |
| Common Stock | Stock Option - Right to Acquire | Disposition | 2014-09-16 | 646 | $0.00 | 12,942 | $11.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,350 | 2012-12-14 | 2021-12-14 | No | 4 | M | Direct |
| 8,414 | 2013-12-12 | 2022-12-12 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- All options vest 20% on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- All options vest 20% on December 12, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Billionaire Hedge Funds
