Filing Details
- Accession Number:
- 0001062993-14-005562
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-18 15:39:48
- Reporting Period:
- 2014-09-16
- Filing Date:
- 2014-09-18
- Accepted Time:
- 2014-09-18 15:39:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 849145 | Heritage Global Inc. | HGBL | Telegraph & Other Message Communications (4822) | 592291344 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245119 | Ross Dove | 330 Hatch Drive Foster City CA 94404 | President Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-16 | 122,500 | $0.41 | 622,500 | No | 4 | P | Indirect | Dove Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Dove Family Trust |
Footnotes
- Includes 122,500 shares of common stock reported herein, which are held of record by the Dove Family Trust that is described in Footnote 2, and 500,000 shares of common stock previously reported for the reporting person, which are held directly by Mr. Dove.
- The Dove Family Trust is jointly controlled by the reporting person, Mr. Ross Dove, and by another reporting person of Heritage Global Inc., Mr. Kirk Dove, who are co-trustees and remainder beneficiaries of the Dove Family Trust. The Dove Family Trust acquired a total of 245,000 shares of common stock on September 16, 2014.
Billionaire Hedge Funds
