Filing Details

Accession Number:
0001062993-14-005562
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-18 15:39:48
Reporting Period:
2014-09-16
Filing Date:
2014-09-18
Accepted Time:
2014-09-18 15:39:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
849145 Heritage Global Inc. HGBL Telegraph & Other Message Communications (4822) 592291344
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245119 Ross Dove 330 Hatch Drive
Foster City CA 94404
President Of Subsidiary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-16 122,500 $0.41 622,500 No 4 P Indirect Dove Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Dove Family Trust
Footnotes
  1. Includes 122,500 shares of common stock reported herein, which are held of record by the Dove Family Trust that is described in Footnote 2, and 500,000 shares of common stock previously reported for the reporting person, which are held directly by Mr. Dove.
  2. The Dove Family Trust is jointly controlled by the reporting person, Mr. Ross Dove, and by another reporting person of Heritage Global Inc., Mr. Kirk Dove, who are co-trustees and remainder beneficiaries of the Dove Family Trust. The Dove Family Trust acquired a total of 245,000 shares of common stock on September 16, 2014.