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Filing Details

Accession Number:: 0001140361-14-035910
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-17 19:01:45
Reporting Period:: 2014-09-16

Filing Date:: 2014-09-17
Accepted Time:: 2014-09-17 19:01:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
8146	Astro Med Inc W	ALOT	Computer Peripheral Equipment, Nec (3577)	050318215

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1527056	Ondis W. Albert Of Estate	600 East Greenwich Avenue West Warwick RI 02893	No	No	Yes	No
1527094	April Ondis	C/O Astro-Med, Inc. 600 E Greenwich Avenue W Warwick RI 02893	No	No	Yes	No
1527095	Alexis Ondis	C/O Astro-Med, Inc. 600 East Greenwich Avenue West Warwick RI 02893	No	No	Yes	No
1527099	Iii W. Albert Ondis	C/O Astro-Med, Inc. 600 E Greenwich Avenue W Warwick RI 02893	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2014-09-16	41	$13.80	1,424,149	No	4	S	Direct
Common Stock	Disposition	2014-09-16	272	$13.64	1,423,877	No	4	S	Direct
Common Stock	Disposition	2014-09-17	3,175	$13.66	1,420,702	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,858	Indirect	Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis
Common Stock	317	Indirect	Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III
Common Stock	1,658	Indirect	Held in trust for a child of Albert W. Ondis, III
Common Stock	122,097	Direct
Common Stock	5,614	Indirect	Held in trust for a child of Alexis Ondis
Common Stock	122,096	Direct
Common Stock	650	Indirect	Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis
Common Stock	124,475	Direct

Footnotes

The sale was made pursuant to the Rule 10b5-1 Trading Plan of the Estate of Albert W. Ondis.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.62, inclusive.
The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.83, inclusive.
These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
These shares are owned indirectly by Albert W. Ondis, III.
These shares are owned indirectly by Albert W. Ondis, III, as trustee of a trust for a child of Albert W. Ondis, III.
These shares are owned directly by Albert W. Ondis, III.
These shares are owned indirectly by Alexis Ondis, as trustee of a trust for a child of Alexis Ondis.
These shares are owned directly by Alexis Ondis.
These shares are owned indirectly by April Ondis.
These shares are owned directly by April Ondis.