Filing Details

Accession Number:
0001140361-14-035910
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-17 19:01:45
Reporting Period:
2014-09-16
Filing Date:
2014-09-17
Accepted Time:
2014-09-17 19:01:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8146 Astro Med Inc W ALOT Computer Peripheral Equipment, Nec (3577) 050318215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1527056 Ondis W. Albert Of Estate 600 East Greenwich Avenue
West Warwick RI 02893
No No Yes No
1527094 April Ondis C/O Astro-Med, Inc.
600 E Greenwich Avenue
W Warwick RI 02893
No No Yes No
1527095 Alexis Ondis C/O Astro-Med, Inc.
600 East Greenwich Avenue
West Warwick RI 02893
No No Yes No
1527099 Iii W. Albert Ondis C/O Astro-Med, Inc.
600 E Greenwich Avenue
W Warwick RI 02893
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-16 41 $13.80 1,424,149 No 4 S Direct
Common Stock Disposition 2014-09-16 272 $13.64 1,423,877 No 4 S Direct
Common Stock Disposition 2014-09-17 3,175 $13.66 1,420,702 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,858 Indirect Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis
Common Stock 317 Indirect Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III
Common Stock 1,658 Indirect Held in trust for a child of Albert W. Ondis, III
Common Stock 122,097 Direct
Common Stock 5,614 Indirect Held in trust for a child of Alexis Ondis
Common Stock 122,096 Direct
Common Stock 650 Indirect Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis
Common Stock 124,475 Direct
Footnotes
  1. The sale was made pursuant to the Rule 10b5-1 Trading Plan of the Estate of Albert W. Ondis.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.62, inclusive.
  3. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.83, inclusive.
  5. These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
  6. These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
  7. These shares are owned indirectly by Albert W. Ondis, III.
  8. These shares are owned indirectly by Albert W. Ondis, III, as trustee of a trust for a child of Albert W. Ondis, III.
  9. These shares are owned directly by Albert W. Ondis, III.
  10. These shares are owned indirectly by Alexis Ondis, as trustee of a trust for a child of Alexis Ondis.
  11. These shares are owned directly by Alexis Ondis.
  12. These shares are owned indirectly by April Ondis.
  13. These shares are owned directly by April Ondis.