Filing Details
- Accession Number:
- 0001209191-14-058452
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-17 17:59:22
- Reporting Period:
- 2014-09-15
- Filing Date:
- 2014-09-17
- Accepted Time:
- 2014-09-17 17:59:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1566897 | Diamond Resorts International Inc. | DRII | Hotels & Motels (7011) | 461750895 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423055 | D Lowell Kraff | 10600 W. Charleston Blvd Las Vegas NV 89135 | Yes | No | Yes | No | |
1581688 | Ldk Holdco, Llc | 10600 W. Charleston Blvd Las Vegas NV 89135 | No | No | No | Yes | |
1581692 | Diamond Oursurance, Llc | 10600 W. Charleston Blvd Las Vegas NV 89135 | No | No | No | Yes | |
1581694 | Best Amigos Partners, Llc | 10600 W. Charleston Blvd Las Vegas NV 89135 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-15 | 5,350 | $23.19 | 469,122 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2014-09-16 | 18,480 | $23.25 | 450,642 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2014-09-17 | 20,201 | $23.81 | 430,441 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,407,157 | Indirect | See Footnote |
Common Stock | 490,687 | Indirect | See Footnote |
Common Stock | 102,765 | Indirect | See Footnote |
Common Stock | 170,884 | Indirect | See Footnote |
Footnotes
- Represents open market sale of common stock pursuant to a previously disclosed "Rule 10b5-1 plan" established by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 15, 2014 at prices ranging from $22.97 to $23.40. The reporting person undertakes to provide to Diamond Resorts International, Inc., any securityholder of Diamond Resorts International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth footnotes (2), (4) and (5).
- Directly by Diamond Oursurance, LLC ("Oursurance") and indirectly by Lowell D. Kraff as the sole manager of Oursurance. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 16, 2014 at prices ranging from $22.87 to $23.54.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 17, 2014 at prices ranging from $23.39 to $24.00.
- Directly by Best Amigos Partners, LLC ("BAP") and indirectly by Lowell D. Kraff as the sole manager of BAP. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
- By Trivergance Diamond Sub, LLC ("TDS"). Lowell D. Kraff is the co-manager of an entity which is the sole manager of the sole member of TDS. In addition, pursuant to the terms of a nominee agreement, BAP has the right to control, and has the sole pecuniary interest in, 24,546 of such shares of Common Stock, and Mr. Kraff is the sole manager of BAP. Each of BAP and Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of its or his pecuniary interest therein.
- Directly by LDK Holdco, LLC ("LDK") and indirectly by Lowell D. Kraff as the sole manager of LDK. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
- By Praesumo Partners, LLC ("Praesumo"). Lowell D. Kraff is the managing member of Praesumo. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.