Filing Details
- Accession Number:
- 0000350698-14-000140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-17 17:17:32
- Reporting Period:
- 2014-09-15
- Filing Date:
- 2014-09-17
- Accepted Time:
- 2014-09-17 17:17:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350698 | Autonation Inc. | AN | Retail-Auto Dealers & Gasoline Stations (5500) | 731105145 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1088011 | E Michael Maroone | 200 Sw 1St Ave Suite 1600 Fort Lauderdale FL 33301 | Director, President And Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-09-15 | 78,400 | $10.17 | 78,400 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2014-09-15 | 78,400 | $51.85 | 0 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-09-16 | 21,600 | $10.17 | 21,600 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2014-09-16 | 21,600 | $51.78 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2014-09-15 | 78,400 | $0.00 | 78,400 | $10.17 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2014-09-16 | 21,600 | $0.00 | 21,600 | $10.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 138,546 | 2018-07-30 | No | 4 | M | Direct | |
| 116,946 | 2018-07-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 1,529,409 | Indirect | See footnote |
| Common Stock, Par Value $0.01 Per Share | 1,537 | Indirect | By 401(k) Plan |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $51.79 to $51.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $51.65 to $51.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- These shares are held by Michael Maroone Family Partnership, a Nevada limited partnership controlled by the reporting person.
- The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2008.
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