Filing Details

Accession Number:
0001209191-14-058438
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-17 17:17:10
Reporting Period:
2014-09-15
Filing Date:
2014-09-17
Accepted Time:
2014-09-17 17:17:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1389072 Heartware International Inc. HTWR Surgical & Medical Instruments & Apparatus (3841) 980498958
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1404237 Jeffrey Larose C/O Heartware International, Inc.
500 Old Connecticut Path
Framingham MA 01701
Chief Scientific Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-15 150 $77.11 150 No 4 P Indirect see footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect see footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 822 Direct
Footnotes
  1. This Form 4 is being filed to report the purchase of shares of the Issuer by an immediate family member of the reporting person who is living in the same home. The reporting person disclaims beneficial ownership of the shares, but is deemed to have an indirect pecuniary interest in the shares.