Filing Details
- Accession Number:
- 0001209191-14-058438
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-17 17:17:10
- Reporting Period:
- 2014-09-15
- Filing Date:
- 2014-09-17
- Accepted Time:
- 2014-09-17 17:17:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1389072 | Heartware International Inc. | HTWR | Surgical & Medical Instruments & Apparatus (3841) | 980498958 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1404237 | Jeffrey Larose | C/O Heartware International, Inc. 500 Old Connecticut Path Framingham MA 01701 | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-15 | 150 | $77.11 | 150 | No | 4 | P | Indirect | see footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | see footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 822 | Direct |
Footnotes
- This Form 4 is being filed to report the purchase of shares of the Issuer by an immediate family member of the reporting person who is living in the same home. The reporting person disclaims beneficial ownership of the shares, but is deemed to have an indirect pecuniary interest in the shares.