Filing Details
- Accession Number:
- 0001002225-14-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-17 16:16:20
- Reporting Period:
- 2014-09-15
- Filing Date:
- 2014-09-17
- Accepted Time:
- 2014-09-17 16:16:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1309147 | Peter David Hess | 600 Townsend Street San Francisco CA 94103 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-15 | 7,500 | $7.84 | 166,959 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-09-15 | 1,781 | $33.03 | 165,178 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-09-15 | 2,984 | $33.03 | 162,194 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-09-17 | 2,735 | $32.38 | 159,459 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2014-09-15 | 7,500 | $0.00 | 7,500 | $7.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,935 | 2007-03-14 | 2016-03-14 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to 10b5-1 plan dated 13 November 2013
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Shares traded for taxes. No open market activity.