Filing Details

Accession Number:
0001102624-14-001511
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-17 10:07:11
Reporting Period:
2014-09-16
Filing Date:
2014-09-17
Accepted Time:
2014-09-17 09:07:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287032 Prospect Capital Corp PSEC () 432048643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1294357 F John Barry 10 East 40Th Street, 44Th Floor
New York NY 10016
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-16 100,000 $10.17 4,329,941 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct