Filing Details
- Accession Number:
- 0001209191-14-058322
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-16 21:17:53
- Reporting Period:
- 2014-09-12
- Filing Date:
- 2014-09-16
- Accepted Time:
- 2014-09-16 21:17:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1478484 | Zulily Inc. | ZU | Retail-Catalog & Mail-Order Houses (5961) | 271202150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1590465 | Lori Twomey | C/O Zulily, Inc. 2601 Elliott Avenue, Suite 200 Seattle WA 98121 | Chief Merchant | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-09-12 | 50,000 | $0.00 | 50,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2014-09-12 | 50,000 | $36.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (Right to Buy) | Disposition | 2014-09-12 | 50,000 | $0.00 | 50,000 | $0.03 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2014-09-12 | 50,000 | $0.00 | 50,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2014-09-12 | 50,000 | $0.00 | 50,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 222,969 | 2020-03-10 | No | 4 | M | Direct | |
| 472,969 | No | 4 | M | Direct | ||
| 422,969 | No | 4 | C | Direct |
Footnotes
- Each share of Class B Common Stock was convertible at any time at the option of the holder into one share of Class A Common Stock.
- Shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The option is early-exercisable at any time by the holder of the option. The shares subject to this option shall vest at a rate of twenty-five percent of the total number of shares on the one-year anniversary of the vesting commencement date and 1/48th of the total number of shares each monthly anniversary of the vesting commencement date thereafter for so long as the recipient of the option provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the vesting commencement date. This option has since become fully-vested.
- Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
- Not applicable.
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