Filing Details
- Accession Number:
- 0001209191-14-058281
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-16 19:07:01
- Reporting Period:
- 2014-09-15
- Filing Date:
- 2014-09-16
- Accepted Time:
- 2014-09-16 19:07:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578348 | Cm Finance Inc | CMFN | () | 462883380 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1619416 | Jai Agarwal | C/O Cm Finance Inc 601 Lexington Ave, 26Th Floor New York NY 10022 | Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-15 | 2,400 | $13.77 | 2,400 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |