Filing Details
- Accession Number:
- 0001156375-14-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-16 19:49:18
- Reporting Period:
- 2014-09-14
- Filing Date:
- 2014-09-16
- Accepted Time:
- 2014-09-16 18:49:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409789 | Harris Hilda Piell | 20 S. Wacker Drive Chicago IL 60606 | Sr Md & Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Class A | Disposition | 2014-09-14 | 207 | $79.33 | 18,646 | No | 4 | F | Direct | |
Common Stock Class A | Disposition | 2014-09-15 | 440 | $79.82 | 18,206 | No | 4 | F | Direct | |
Common Stock Class A | Acquisiton | 2014-09-15 | 4,384 | $0.00 | 22,590 | No | 4 | A | Direct | |
Common Stock Class A | Acquisiton | 2014-09-15 | 1,145 | $54.37 | 23,735 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2014-09-15 | 1,145 | $79.00 | 22,590 | No | 4 | S | Direct | |
Common Stock Class A | Acquisiton | 2014-09-15 | 2,085 | $54.30 | 24,675 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2014-09-15 | 2,085 | $79.00 | 22,590 | No | 4 | S | Direct | |
Common Stock Class A | Disposition | 2014-09-15 | 2,267 | $80.00 | 20,323 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2014-09-15 | 2,085 | $0.00 | 2,085 | $54.30 |
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2014-09-15 | 1,145 | $0.00 | 1,145 | $54.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-09-15 | 2020-09-15 | No | 4 | M | Direct |
1,145 | 2012-09-15 | 2021-09-15 | No | 4 | M | Direct |
Footnotes
- Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2014.
- Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2014.
- This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- These options were granted on September 15, 2012. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
- These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.