Filing Details
- Accession Number:
- 0000945436-14-000173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-16 16:45:41
- Reporting Period:
- 2014-09-12
- Filing Date:
- 2014-09-16
- Accepted Time:
- 2014-09-16 16:45:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 945436 | Sunedison Inc. | SUNE | Semiconductors & Related Devices (3674) | 561505767 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1516143 | E. Matthew Herzberg | C/O Sunedison, Inc. 13736 Riverport Drive Maryland Heights MO 63043 | Svp & Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right To Buy) | Acquisiton | 2014-09-12 | 30,000 | $3.45 | 87,000 | No | 4 | M | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2014-09-12 | 30,000 | $21.01 | 57,000 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Acquisiton | 2014-09-12 | 60,000 | $13.37 | 117,000 | No | 4 | M | Direct | |
| Employee Stock Option (Right To Buy) | Disposition | 2014-09-12 | 60,000 | $21.02 | 57,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-09-12 | 30,000 | $0.00 | 30,000 | $3.45 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-09-12 | 60,000 | $0.00 | 60,000 | $13.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 170,000 | 2022-04-25 | No | 4 | M | Direct | |
| 40,000 | 2021-03-14 | No | 4 | M | Direct |
Footnotes
- Non-qualified Stock Options exercised were done during an open trading period.
- This price represents the average purchase price for multiple transactions on this line. The prices of the transactions reported on this line ranged from $20.990-$21.028. Upon request by the SEC staff, the Issuer or Security Holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- This price represents the average purchase price for multiple transactions on this line. The prices of the transactions reported on this line ranged from $20.972-$21.065. Upon request by the SEC staff, the Issuer or Security Holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- The option to purchase 200,000 shares of common stock was awarded on April 25, 2012 under the MEMC 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $3.45 per share in 25% increments on April 25, 2013, April 25, 2014, April 25, 2015 and April 25, 2016.
- The option to purchase 100,000 shares of common stock was awarded on March 14, 2011 under the MEMC 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $13.37 per share in 10%, 20%, 30% and 40% increments on March 14, 2012, March 14, 2013, March 14, 2014 and March 15, 2015, respectively.
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