Home > Insider Trading > Filing (0001209191-14-058181)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
890264	Exa Corp	EXA	Services-Prepackaged Software (7372)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1569848	Johan Goltz Der Von	C/O Boston Capital Partners, 84 State Street, Suite 320 Boston MA 02109		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-09-08	2,854	$12.54	2,505,403	No	4	S	Indirect	By Boston Capital Ventures IV Limited Partnership
Common Stock	Disposition	2014-09-08	3,146	$12.22	2,502,257	No	4	S	Indirect	By Boston Capital Ventures IV Limited Partnership
Common Stock	Disposition	2014-09-12	500,000	$0.00	2,002,257	No	4	J	Indirect	By Boston Capital Ventures IV Limited Partnership
Common Stock	Acquisiton	2014-09-12	875	$0.00	35,447	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Boston Capital Ventures IV Limited Partnership
No	4	S	Indirect	By Boston Capital Ventures IV Limited Partnership
No	4	J	Indirect	By Boston Capital Ventures IV Limited Partnership
No	4	J	Direct

Footnotes

Boston Capital Partners IV LLC ("BCP IV") is the sole general partner of Boston Capital Ventures IV Limited Partnership ("BCV IV"), and the Reporting Person is a managing member of BCP IV and thus may be deemed to be a beneficial owner of the shares owned by BCV IV. The Reporting Person disclaims beneficial ownership of all shares held by BCV IV, except to the extent of his pecuniary interest therein.
Pro rata distribution from BCV IV to its partners, including BCP IV, and subsequent distribution from BCP IV to its members, including the Reporting Person.
Amount includes the 875 shares distributed from BCP IV to the Reporting Person on September 12, 2014 and 280 shares previously distributed by BCP IV to the Reporting Person. In prior reports, the Reporting Person has reported beneficial ownership of these shares as a managing member of BCP IV.