Filing Details

Accession Number:
0001527966-14-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-16 16:40:55
Reporting Period:
2014-09-12
Filing Date:
2014-09-16
Accepted Time:
2014-09-16 16:40:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1527966 S. Jeb Spencer C/O Ellie Mae, Inc.
4155 Hopyard Road, Suite 200
Pleasanton CA 94588
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-12 2,650 $15.34 2,650 No 4 M Direct
Common Stock Disposition 2014-09-12 2,650 $33.80 0 No 4 S Direct
Common Stock Acquisiton 2014-09-15 957 $33.80 957 No 4 P Direct
Common Stock Acquisiton 2014-09-15 48 $33.79 1,005 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-09-12 2,650 $0.00 2,650 $15.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,350 2022-05-15 No 4 M Direct
Footnotes
  1. The reporting person's purchase of 48 shares of Ellie Mae's common stock on September 15, 2014 at a price of $33.785 per share reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's sale of shares of Ellie Mae common stock at a price of $33.80 per share on September 12, 2014 reported herein to the extent of 48 shares. The reporting person has agreed to pay to Ellie Mae, upon settlement of the purchase, $.72, representing the full amount of the profit realized in connection with the short-swing transaction.
  2. Option vests with respect to 1/12th of the shares on each monthly anniversary of the date of grant of option, such that the option will be fully vested and exercisable on May 15, 2013.
  3. The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.