Filing Details
- Accession Number:
- 0001527966-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-16 16:40:55
- Reporting Period:
- 2014-09-12
- Filing Date:
- 2014-09-16
- Accepted Time:
- 2014-09-16 16:40:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1527966 | S. Jeb Spencer | C/O Ellie Mae, Inc. 4155 Hopyard Road, Suite 200 Pleasanton CA 94588 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-12 | 2,650 | $15.34 | 2,650 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-09-12 | 2,650 | $33.80 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-09-15 | 957 | $33.80 | 957 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-09-15 | 48 | $33.79 | 1,005 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-09-12 | 2,650 | $0.00 | 2,650 | $15.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,350 | 2022-05-15 | No | 4 | M | Direct |
Footnotes
- The reporting person's purchase of 48 shares of Ellie Mae's common stock on September 15, 2014 at a price of $33.785 per share reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's sale of shares of Ellie Mae common stock at a price of $33.80 per share on September 12, 2014 reported herein to the extent of 48 shares. The reporting person has agreed to pay to Ellie Mae, upon settlement of the purchase, $.72, representing the full amount of the profit realized in connection with the short-swing transaction.
- Option vests with respect to 1/12th of the shares on each monthly anniversary of the date of grant of option, such that the option will be fully vested and exercisable on May 15, 2013.
- The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.