Filing Details
- Accession Number:
- 0001140361-14-035747
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-16 16:16:35
- Reporting Period:
- 2014-09-16
- Filing Date:
- 2014-09-16
- Accepted Time:
- 2014-09-16 16:16:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1494448 | Imperial Holdings Inc. | IFT | Life Insurance (6311) | 300663473 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1249693 | M James Chadwick | C/O Imperial Holdings, Inc. 701 Park Of Commerce Blvd., Suite 301 Boca Raton FL 33487 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-16 | 75,000 | $6.57 | 133,046 | No | 4 | P | Indirect | Ancora Catalyst Fund LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Ancora Catalyst Fund LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,427 | Direct |
Footnotes
- The reporting person is a principal of Ancora Catalyst Fund LP. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.