Filing Details
- Accession Number:
- 0001499416-14-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-16 16:09:32
- Reporting Period:
- 2014-09-12
- Filing Date:
- 2014-09-16
- Accepted Time:
- 2014-09-16 16:09:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173752 | Aruba Networks Inc. | ARUN | Computer Peripheral Equipment, Nec (3577) | 020579097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393353 | Keerti Melkote | 1344 Crossman Avenue Sunnyvale CA 94089 | Chief Technical Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-12 | 4,575 | $0.00 | 82,263 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-15 | 3,750 | $0.00 | 86,013 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-16 | 17,700 | $22.45 | 68,313 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2014-09-12 | 4,575 | $0.00 | 4,575 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2014-09-12 | 4,575 | $0.00 | 4,575 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2014-09-15 | 3,750 | $0.00 | 3,750 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,575 | 2014-09-12 | 2014-09-12 | No | 4 | A | Direct |
| 0 | 2014-09-12 | 2014-09-12 | No | 4 | M | Direct |
| 48,750 | 2014-03-15 | 2017-12-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,328 | Indirect | by Daughter |
| Common Stock | 3,328 | Indirect | by Son |
| Common Stock | 304 | Indirect | by Spouse |
| Common Stock | 1,259,723 | Indirect | by Trust |
Footnotes
- The shares were issued upon vesting of a Restricted Stock Unit Award.
- Restricted Stock Units are full value share awards. There is no purchase price.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Sales prices range from $22.35 per share to $22.51 per share. Sale price listed represents the weighted average sale price of all 17,700 shares sold.
- Includes an aggregate of 65,625 unvested restricted stock units. In the event the Reporting Person ceases to be a Service Provider before these restricted stock units vest, the unvested restricted stock units will be forfeited to the Issuer.
- Shares held in custodial account.
- Shares issued under the Company's Executive Officer Bonus Plan. The shares vested immediately upon grant date.
- This is not a reportable field.
- The Reporting Person received a grant of restricted stock units scheduled to vest in 16 equal quarterly installments beginning on March 15, 2014. In the event the Reporting Person ceases to be a Service Provider before these restricted stock units vest, the unvested restricted stock units will be forfeited. Each restricted stock unit represents one full share.
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