Filing Details
- Accession Number:
- 0001575462-14-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-16 14:46:38
- Reporting Period:
- 2014-09-12
- Filing Date:
- 2014-09-16
- Accepted Time:
- 2014-09-16 14:46:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575462 | L. Mark Sullivan | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Vice Chairman And Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-12 | 2,500 | $9.49 | 5,000 | No | 4 | P | Indirect | By FMT Co Custodian for IRA Rollover FBO Mark L. Sullivan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By FMT Co Custodian for IRA Rollover FBO Mark L. Sullivan |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 100,045 | Direct |
Footnotes
- The price reported in Column 4 is the average price. The shares were purchased in multiple transactions at prices ranging from $9.46 to $9.49, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Mr. Sullivan is the beneficiary of this account.
Billionaire Hedge Funds
