Filing Details
- Accession Number:
- 0000902664-14-003826
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-16 11:22:39
- Reporting Period:
- 2014-09-12
- Filing Date:
- 2014-09-16
- Accepted Time:
- 2014-09-16 11:22:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1389072 | Heartware International Inc. | HTWR | Surgical & Medical Instruments & Apparatus (3841) | 980498958 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1163846 | Adage Capital Partners, L.p. | 200 Clarendon Street, 52Nd Floor Boston MA 02116 | No | No | Yes | No | |
1165408 | Adage Capital Partners Gp Llc | 200 Clarendon Street, 52Nd Floor Boston MA 02116 | No | No | Yes | No | |
1403403 | Adage Capital Advisors, L.l.c. | 200 Clarendon Street 52Nd Floor Boston MA 02116 | No | No | Yes | No | |
1403404 | Robert Atchinson | 200 Clarendon Street 52Nd Floor Boston MA 02116 | No | No | Yes | No | |
1403413 | Phillip Gross | 200 Clarendon Street 52Nd Floor Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 ("Common Stock") | Acquisiton | 2014-09-12 | 100 | $76.94 | 1,906,336 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2014-09-12 | 24,900 | $76.90 | 1,931,236 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2014-09-12 | 10,000 | $76.34 | 1,941,236 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2014-09-15 | 55,653 | $76.99 | 1,996,889 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2014-09-15 | 9,347 | $77.39 | 2,006,236 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.