Filing Details
- Accession Number:
- 0001209191-14-058046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-16 10:15:48
- Reporting Period:
- 2014-09-12
- Filing Date:
- 2014-09-16
- Accepted Time:
- 2014-09-16 10:15:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1004155 | Agl Resources Inc | GAS | Natural Gas Distribution (4924) | 582210952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1145921 | Ii W John Somerhalder | Ten Peachtree Place Atlanta GA 30309 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-15 | 3,500 | $52.58 | 81,211 | No | 4 | S | Indirect | By The John W. Somerhalder II Rev Trust uad 4/6/09 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By The John W. Somerhalder II Rev Trust uad 4/6/09 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Equivalent Units (CSEs) | Acquisiton | 2014-09-12 | 50 | $52.49 | 50 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
44,505 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 65,909 | Direct | |
Common Stock | 9,439 | Indirect | by 401(K) |
Common Stock | 43,749 | Indirect | by Non-Qualified Savings Plan |
Footnotes
- Includes 215.887 shares and 67.615 shares allocated to the reporting person's account on September 2, 2014 and September 5, 2014, respectively, pursuant to a dividend reinvestment feature of the AGL Resources Inc. Direct Stock Purchase and Dividend Reinvestment Plan. Also includes 148.952 shares allocated to the reporting person's account on September 5, 2014 under the AGL Resources Inc. Employee Stock Purchase Plan.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2013.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.47 to $52.68, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Information as of statement dated June 30, 2014.
- Immediately.
- The units are to be settled in cash upon the reporting person's termination of employment based on the fair market value of the Company's common stock as of the date of valuation. The reporting person may transfer the value of his common stock equivalent units into an alternative investment account at any time prior to settlement.