Filing Details
- Accession Number:
- 0001209191-14-057993
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-15 19:19:45
- Reporting Period:
- 2014-06-30
- Filing Date:
- 2014-09-15
- Accepted Time:
- 2014-09-15 19:19:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518728 | Joan Parsons | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Head Of Specialty Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-30 | 242 | $87.75 | 17,517 | No | 5 | A | Direct | |
Common Stock | Acquisiton | 2014-09-11 | 824 | $48.76 | 18,341 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-09-11 | 875 | $19.48 | 19,216 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-09-11 | 624 | $23.16 | 19,840 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-09-11 | 1,206 | $42.45 | 21,046 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-09-11 | 2,727 | $49.18 | 23,773 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-09-11 | 511 | $43.53 | 24,284 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-09-11 | 824 | $113.68 | 23,460 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-11 | 875 | $113.75 | 22,585 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-11 | 624 | $113.73 | 21,961 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-11 | 1,206 | $113.82 | 20,755 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-11 | 2,727 | $113.88 | 18,028 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-11 | 511 | $113.65 | 17,517 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-11 | 6,092 | $113.88 | 11,425 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2014-09-11 | 1,206 | $42.45 | 1,206 | $42.45 |
Common Stock | Stock Option | Disposition | 2014-09-11 | 511 | $43.53 | 511 | $43.53 |
Common Stock | Stock Option | Disposition | 2014-09-11 | 875 | $19.48 | 875 | $19.48 |
Common Stock | Stock Option | Disposition | 2014-09-11 | 824 | $48.76 | 824 | $48.76 |
Common Stock | Stock Option | Disposition | 2014-09-11 | 2,727 | $49.18 | 2,727 | $49.18 |
Common Stock | Stock Option | Disposition | 2014-09-11 | 624 | $23.16 | 624 | $23.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-10-27 | 2016-10-27 | No | 4 | M | Direct |
0 | 2011-10-26 | 2017-10-26 | No | 4 | M | Direct |
0 | 2010-04-28 | 2016-04-28 | No | 4 | M | Direct |
0 | 2009-04-29 | 2015-04-29 | No | 4 | M | Direct |
0 | 2011-04-30 | 2017-04-30 | No | 4 | M | Direct |
0 | 2010-01-27 | 2016-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,816 | Indirect | By 401(k)/ESOP |
Footnotes
- Acquired under the Issuer's Employee Stock Purchase Plan.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2014.