Filing Details
- Accession Number:
- 0001215962-14-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-15 18:03:42
- Reporting Period:
- 2009-03-10
- Filing Date:
- 2014-09-15
- Accepted Time:
- 2014-09-15 18:03:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1052100 | Waddell & Reed Financial Inc | WDR | Security Brokers, Dealers & Flotation Companies (6211) | 510261715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1215962 | W Alan Kosloff | 6300 Lamar Avenue Overland Park KS 66202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Acquisiton | 2009-03-10 | 60 | $13.19 | 75,092 | No | 4 | P | Direct | |
Class A Common | Disposition | 2014-09-11 | 60 | $53.99 | 75,032 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Direct |