Filing Details
- Accession Number:
- 0001209191-14-057920
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-15 16:54:56
- Reporting Period:
- 2014-09-12
- Filing Date:
- 2014-09-15
- Accepted Time:
- 2014-09-15 16:54:56
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187561 | Michael J Schlotman | The Kroger Co. 1014 Vine Street Cincinnati OH 45202 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-12 | 20,000 | $19.94 | 212,048 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-12 | 20,000 | $28.27 | 232,048 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-12 | 20,000 | $28.61 | 252,048 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-12 | 20,000 | $22.34 | 272,048 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-12 | 20,000 | $51.72 | 252,048 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-12 | 20,000 | $51.58 | 232,048 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-12 | 20,000 | $51.68 | 212,048 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-12 | 20,000 | $51.95 | 192,048 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Disposition | 2014-09-12 | 20,000 | $0.00 | 20,000 | $19.94 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2014-09-12 | 20,000 | $0.00 | 20,000 | $28.27 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2014-09-12 | 20,000 | $0.00 | 20,000 | $28.61 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2014-09-12 | 20,000 | $0.00 | 20,000 | $22.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-05-04 | No | 4 | M | Direct | |
| 0 | 2017-06-28 | No | 4 | M | Direct | |
| 0 | 2018-06-26 | No | 4 | M | Direct | |
| 0 | 2019-06-25 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.50 to $51.88, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.45 to $51.66, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.65 to $51.71, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.81 to $52.06, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
- These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
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