Filing Details
- Accession Number:
- 0001140361-14-035624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-15 15:29:39
- Reporting Period:
- 2014-09-15
- Filing Date:
- 2014-09-15
- Accepted Time:
- 2014-09-15 15:29:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1011509 | Golden Minerals Co | AUMN | Gold And Silver Ores (1040) | 841363747 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1305268 | G Jeffrey Clevenger | 350 Indiana Street Suite 800 Golden CO 80401 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-09-15 | 12,500 | $0.67 | 467,556 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,200 | Indirect | By spouse |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 plan entered into in March 2014 for the purpose of funding tax liabilities associated with the vesting of restricted stock issued pursuant to the Company's incentive plan.
- Includes 359,000 shares of restricted common stock granted pursuant to the Issuer's 2009 Equity Incentive Plan.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
