Filing Details
- Accession Number:
- 0001607080-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-15 14:19:09
- Reporting Period:
- 2014-09-12
- Filing Date:
- 2014-09-15
- Accepted Time:
- 2014-09-15 14:19:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
949373 | Einstein Noah Restaurant Group Inc | BAGL | Retail-Eating Places (5812) | 133690261 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1607080 | Robert Gowdy | 555 Zang Street Suite 300 Lakewood CO 80228 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-12 | 1,950 | $9.98 | 7,545 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-09-12 | 1,390 | $14.00 | 6,155 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-09-12 | 560 | $13.98 | 5,595 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights (SARs) | Disposition | 2014-09-12 | 1,950 | $0.00 | 1,950 | $9.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-11-04 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold two transactions, as follows: 548 shares at a price of $13.9801 and 12 shares at a price of $13.98.
- The SARs vested as follows: 975 on 11/4/2010 and 975 on 11/4/2011.