Filing Details
- Accession Number:
- 0001354488-14-004624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-15 12:16:26
- Reporting Period:
- 2014-09-10
- Filing Date:
- 2014-09-15
- Accepted Time:
- 2014-09-15 12:16:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1433966 | Green Earth Technologies Inc | GETG | Wholesale-Chemicals & Allied Products (5160) | 260755102 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1040769 | Francesco Galesi | 695 Rotterdam Industrial Park Schenectady NY 12306 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-10 | 12,750,324 | $0.00 | 12,750,324 | No | 4 | P | Indirect | By FWD LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By FWD LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,240,000 | Direct | |
| Common Stock | 2,500,000 | Indirect | By Rotterdam Ventures Inc. |
| Common Stock | 9,796,980 | Indirect | By Elysium Natural Resources, LLC |
| Common Stock | 200,000 | Indirect | By Green Planet Products, LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 6% Secured Convertible Debenture | $0.13 | 2014-12-31 | 0 | 0 | Indirect | |
| Common Stock | Series A Common Stock Purchase Warrant | $0.16 | 2016-12-31 | 6,617,647 | 6,617,647 | Indirect | |
| Common Stock | 6% Secured Convertible Debenture | $0.13 | 2014-12-31 | 0 | 0 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-12-31 | 0 | 0 | Indirect |
| 2016-12-31 | 6,617,647 | 6,617,647 | Indirect |
| 2014-12-31 | 0 | 0 | Indirect |
Footnotes
- These shares were acquired by the Reporting Person pursuant to a transaction in which FWD, LLC acquired all the shares and certain debt of the Issuer held by a third-party on 9/10/14. The Reporting Person is one of three members of FWD, LLC. Investment decisions of FWD, LLC require the unanimous approval of all of its members.
- The Reporting Person controls the power to vote and dispose of the securities and disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.
- On 9/1/14, the transaction date, the 6% Secured Convertible Debenture was convertible into 4,411,765 shares of the Issuer's common stock.
- On 9/1/14, the transaction date, the 6% Secured Convertible Debenture was convertible into 8,823,529 shares of the Issuer's common stock.
- Immediately.
Billionaire Hedge Funds
