Filing Details
- Accession Number:
- 0001127602-14-027733
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-12 21:34:32
- Reporting Period:
- 2014-09-11
- Filing Date:
- 2014-09-12
- Accepted Time:
- 2014-09-12 21:34:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1139812 | Mb Financial Inc | MBFI | National Commercial Banks (6021) | 364460265 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244438 | E Jill York | C/O Mb Financial, Inc. 6111 North River Road Rosemont IL 60018 | Vice President And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-09-11 | 1,000 | $29.04 | 89,027 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-12 | 3,000 | $29.21 | 86,027 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 572 | Indirect | By Deferred Comp Plan |
| Common Stock | 20 | Indirect | By Ira |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $40.00 | 2011-07-25 | 2017-07-25 | 11,695 | 11,695 | Direct |
| Common Stock | Stock Option (Right to Buy) | $32.89 | 2011-07-25 | 2017-07-25 | 14,309 | 14,309 | Direct |
| Common Stock | Stock Option (Right to Buy) | $29.00 | 2012-06-25 | 2018-06-25 | 26,344 | 26,344 | Direct |
| Common Stock | Stock Option (Right to Buy) | $24.65 | 2012-06-25 | 2018-06-25 | 32,268 | 32,268 | Direct |
| Common Stock | Stock Option (Right to Buy) | $20.40 | 2013-08-29 | 2022-08-29 | 7,229 | 7,229 | Direct |
| Common Stock | Performance Share Units | $0.00 | 8,314 | 8,314 | Direct | ||
| Common Stock | Stock Option (Right to Buy) | $27.09 | 2014-08-28 | 2023-08-28 | 6,624 | 6,624 | Direct |
| Common Stock | Performance Share Units | $0.00 | 7,702 | 7,702 | Direct | ||
| Common Stock | Stock Option (Right to Buy) | $29.80 | 2015-02-26 | 2024-02-26 | 6,259 | 6,259 | Direct |
| Common Stock | Performance Share Units | $0.00 | 6,668 | 6,668 | Direct | ||
| Common Stock | Stock Option (Right to Buy) | $42.70 | 2009-07-20 | 2015-07-20 | 13,688 | 13,688 | Direct |
| Common Stock | Stock Option (Right to Buy) | $35.77 | 2010-07-26 | 2016-07-26 | 12,037 | 12,037 | Direct |
| Common Stock | Stock Option (Right to Buy) | $40.00 | 2010-07-26 | 2016-07-26 | 8,780 | 8,780 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-07-25 | 11,695 | 11,695 | Direct |
| 2017-07-25 | 14,309 | 14,309 | Direct |
| 2018-06-25 | 26,344 | 26,344 | Direct |
| 2018-06-25 | 32,268 | 32,268 | Direct |
| 2022-08-29 | 7,229 | 7,229 | Direct |
| 8,314 | 8,314 | Direct | |
| 2023-08-28 | 6,624 | 6,624 | Direct |
| 7,702 | 7,702 | Direct | |
| 2024-02-26 | 6,259 | 6,259 | Direct |
| 6,668 | 6,668 | Direct | |
| 2015-07-20 | 13,688 | 13,688 | Direct |
| 2016-07-26 | 12,037 | 12,037 | Direct |
| 2016-07-26 | 8,780 | 8,780 | Direct |
Footnotes
- Grant to reporting person of option to purchase shares of common stock under Issuer's 1997 Omnibus Incentive Plan. The option is 100% vested.
- Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
- Performance based vesting
Billionaire Hedge Funds
