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Filing Details

Accession Number:: 0001209191-14-057763
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-12 18:27:46
Reporting Period:: 2014-09-10

Filing Date:: 2014-09-12
Accepted Time:: 2014-09-12 18:27:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
889936	Privatebancorp Inc	PVTB	State Commercial Banks (6022)	363681151

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1262902	E Collin Roche	300 N. Lasalle Street, Suite 5600 Chicago IL 60654		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-09-10	1,107,077	$0.00	2,728,229	No	4	C	Indirect	Held by Fund IX/A (as defined)
Common Stock	Acquisiton	2014-09-10	184,591	$0.00	455,484	No	4	C	Indirect	Held by Fund IX/B (as defined)
Common Stock	Acquisiton	2014-09-10	8,332	$0.00	20,537	No	4	C	Indirect	Held by CO INVEST (as defined)
Common Stock	Disposition	2014-09-10	1,107,077	$29.90	1,621,152	No	4	S	Indirect	Held by Fund IX/A (as defined)
Common Stock	Disposition	2014-09-10	184,591	$29.90	270,293	No	4	S	Indirect	Held by Fund IX/B (as defined)
Common Stock	Disposition	2014-09-10	8,332	$29.90	12,205	No	4	S	Indirect	Held by CO INVEST (as defined)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	Held by Fund IX/A (as defined)
No	4	C	Indirect	Held by Fund IX/B (as defined)
No	4	C	Indirect	Held by CO INVEST (as defined)
No	4	S	Indirect	Held by Fund IX/A (as defined)
No	4	S	Indirect	Held by Fund IX/B (as defined)
No	4	S	Indirect	Held by CO INVEST (as defined)

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Voting Common Stock	Disposition	2014-09-10	1,107,077	$0.00	1,107,077	$0.00
Common Stock	Non-Voting Common Stock	Disposition	2014-09-10	184,591	$0.00	184,591	$0.00
Common Stock	Non-Voting Common Stock	Disposition	2014-09-10	8,332	$0.00	12,504	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
242,606	No	4	C	Indirect
40,446	No	4	C	Indirect
1,827	No	4	C	Indirect

Footnotes

The Reporting Person expressly disclaims beneficial ownership of the shares reported in Tables I and II, except to the extent of his pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of such shares.
GTCR Fund IX/A, L.P. ("Fund IX/A") is the direct beneficial owner of the shares reported in Tables I and II. GTCR Partners IX, L.P. ("GTCR Partners IX") is the sole general partner of Fund IX/A and GTCR Golder Rauner II, L.L.C. ("GTCR") is the sole general partner of GTCR Partners IX. As such, GTCR Partners IX and GTCR may be deemed to be beneficial owners of the shares reported in Tables I and II. GTCR is managed by its members. The Reporting Person is a member of GTCR and partner of GTCR Partners IX and, as a result, has an indirect pecuniary interest in the shares owned by Fund IX/A to the extent of the Reporting Person's indirect proportionate interest in Fund IX/A.
GTCR Fund IX/B, L.P. ("Fund IX/B") is the direct beneficial owner of the shares reported in Tables I and II. GTCR Partners IX is the sole general partner of Fund IX/B and GTCR is the sole general partner of GTCR Partners IX. As such, GTCR Partners IX and GTCR may be deemed to be beneficial owners of the shares reported in Tables I and II. GTCR is managed by its members. The Reporting Person is a member of GTCR and partner of GTCR Partners IX and, as a result, has an indirect pecuniary interest in the shares owned by Fund IX/B to the extent of the Reporting Person's indirect proportionate interest in Fund IX/B.
GTCR Co-Invest III, L.P. ("CO INVEST") is the direct beneficial owner of the shares reported in Tables I and II. GTCR is the general partner of CO INVEST. GTCR may be deemed to be the beneficial owner of the shares reported in Tables I and II. GTCR is managed by its members. The Reporting Person is a member of GTCR and, as a result, has an indirect pecuniary interest in the shares by CO INVEST to the extent of the Reporting Person's indirect proportionate interest in CO INVEST.
Each share of Non-Voting Common Stock is convertible into Common Stock on a one for one basis.
The conversion of the Non-Voting Common Stock to Common Stock will be completed in connection with the settlement of the sale of Common Stock.
The Non-Voting common Stock is convertible into Common Stock at any time, and has no expiration date.