Filing Details
- Accession Number:
- 0001379828-14-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-12 17:57:22
- Reporting Period:
- 2014-09-10
- Filing Date:
- 2014-09-12
- Accepted Time:
- 2014-09-12 17:57:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1022652 | Novatel Wireless Inc | NVTL | Communications Equipment, Nec (3669) | 860824673 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1104815 | Alan Richard Karp | 9645 Scranton Road Suite 205 San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-10 | 3,114 | $2.28 | 3,114 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2014-09-11 | 20,983 | $2.30 | 20,983 | No | 4 | P | Indirect | by Trust |
Common Stock | Acquisiton | 2014-09-12 | 5,260 | $2.38 | 26,243 | No | 4 | P | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Indirect | by Trust |
No | 4 | P | Indirect | by Trust |
Footnotes
- Shares issued under the 2009 Omnibus Incentive Compensation Plan in lieu of cash otherwise payable for Q2 2014 Board fees.
- This transaction was executed in multiple trades at prices ranging from $2.29 to $2.30. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $2.32 to $2.40. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.