Filing Details

Accession Number:
0001500217-14-000092
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-12 17:46:43
Reporting Period:
2014-09-12
Filing Date:
2014-09-12
Accepted Time:
2014-09-12 17:46:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1500217 American Assets Trust Inc. AAT Real Estate Investment Trusts (6798) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221359 S Ernest Rady C/O American Assets Trust, Inc.
11455 El Camino Real, Suite 200
San Diego CA 92130
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2014-09-12 400,000 $33.76 479,339 No 4 P Indirect By ICW
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By ICW
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 39,061 Direct
Common Stock, Par Value $0.01 186,805 Indirect By AAI
Common Stock, Par Value $0.01 27,000 Indirect By ESRT
Common Stock, Par Value $0.01 5,255,772 Indirect By ERT
Common Stock, Par Value $0.01 2,000 Indirect By RFF
Footnotes
  1. Represents shares held by Insurance Company of the West ("ICW"), which is indirectly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  2. Amount includes (a) 24,000 shares held by Ernest Rady IRA and (b) 15,061 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan and an Amended and Restated Employment Agreement, dated March 25, 2014 by and between American Assets Trust, Inc., American Assets Trust, L.P. and the Reporting Person.
  3. Represents shares held by American Assets, Inc. ("AAI"), which is indirectly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  4. Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  5. Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein
  6. Represents shares held by Rady Family Foundation dated August 2, 2002 ("RFF"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.