Filing Details
- Accession Number:
- 0001171843-14-004322
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-12 16:34:46
- Reporting Period:
- 2014-09-10
- Filing Date:
- 2014-09-12
- Accepted Time:
- 2014-09-12 16:34:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1496631 | First Nbc Bank Holding Co | NBCB | State Commercial Banks (6022) | 141985604 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1432871 | Shivan Govindan | C/O First Nbc Bank Holding Company 210 Baronne Street New Orleans LA 70112 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-10 | 8,000 | $14.88 | 8,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-10 | 8,000 | $33.56 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTIONS (RIGHT TO BUY) | Disposition | 2014-09-10 | 8,000 | $0.00 | 8,000 | $14.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,000 | 2022-05-24 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average selling price of the Issuer's common stock. The Reporting Person undertakes, upon request, to provide the SEC, the Issuer and any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Reporting Person was granted 20,000 stock options on 05/24/2012, which vest in five equal annual installments beginning on 05/24/2013. On 09/11/2014, the Reporting Person exercised 8,000 stock options through a broker-assisted cashless exercise, pursuant to which 8,000 shares of the Issuer's common stock were sold in the open market to pay the exercise price of the options.
Billionaire Hedge Funds
