Filing Details
- Accession Number:
- 0001062993-14-005482
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-12 17:30:50
- Reporting Period:
- 2014-09-11
- Filing Date:
- 2014-09-12
- Accepted Time:
- 2014-09-12 16:30:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101538 | United States Antimony Corp | UAMY | Primary Smelting & Refining Of Nonferrous Metals (3330) | 810305822 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1507165 | M Kenneth Reed | 328 Adams Street Milton MA 02186 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $.01 Par Value Per Share | Acquisiton | 2014-09-11 | 10,000 | $1.16 | 2,429,852 | No | 4 | P | Indirect | See footnote 1 |
Common Stock $.01 Par Value Per Share | Acquisiton | 2014-09-12 | 1,057 | $1.18 | 2,430,909 | No | 4 | P | Indirect | See footnote 1 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote 1 |
No | 4 | P | Indirect | See footnote 1 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
United States Antimony Corp (Uamy) | United State Antomony Corp Warrant | Disposition | 2013-12-10 | 50,000 | $1.60 | 0 | $1.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2013-12-10 | 2014-12-10 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock $.01 Par Value Per Share | 3,655,035 | Indirect | See footnote 2 |
Common Stock $.01 Par Value Per Share | 56,000 | Indirect | See footnote 3 |
Common Stock $.01 Par Value Per Share | 1,500,000 | Indirect | See footnote 4 |
Common Stock $.01 Par Value Per Share | 344,965 | Indirect | See footnote 5 |
Footnotes
- Represents shares held by ReedFLP 5.
- Represents shares held in Susan K.Reed Grantor Retained Annuity Trust I (trust). Susan K. Reed is the annuity recipient and the sole trustee of the Trust. Kenneth M Reed disclaims beneficial ownership of the shares held by the Trust.
- Represents the number of shares held in the Kenneth M Reed, M.D., P.C. Profit Sharing Plan (Plan) in which Kenneth M Reed has a pecuniary interest as a plan participant. Kenneth M Reed is the sole trustee of the Plan. Susan K Reed disclaims beneficial ownership of the shares held in the plan.
- Represents shares held in trust for Allison Reed, Kaitlin Reed, and Jonathan Reed.
- Represents shares held by the Susan K. Reed Revocable Trust